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penny stocks > stock market faqs What Are Investment Advisors?An investment adviser is someone who receives compensation for giving individually tailored advice to a specific person on investing in stocks, bonds, or mutual funds. Some investment advisers also manage portfolios of securities. For more information about investment advisers, read our publication entitled Investment Advisers: What You Need to Know Before Choosing One. For information on how to register as an investment adviser, please visit the SEC’s IARD web page. |
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